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section heading icon     codes and studies

This page considers industry codes that are intended to the complement Do Not Call registry schemes. It also highlights studies of the Australian regime.

It covers -

     introduction

Do Not Call regimes are typically strongly influenced by pollsters (operating on behalf of political parties, governments and other interests) and marketers. Those regimes accordingly claim to represent an "appropriate balance", a balance that some consumers argue is biased to the caller.

Recognition that industry organisations have a lack of commitment - or merely incapacity - to address consumer concerns through meaningful codes of practice outside Do Not Call registers has led governments to develop discrete codes of practice regarding the conduct of telemarketing and polling.

Such codes have been opposed by some marketers as restrictive, impractical, contrary to the wishes or interests of consumers, and an unusual exercise of government power. They are however consistent with the history of consumer protection highlighted elsewhere on this site, with for example restrictions on what can be advertised, the form of advertisements and the timing of advertisements by broadcasters.

In principle there is little basis for a 'telephone exceptionalism' that claims phone calls deserve less protection.

     Australia

On 21 December 2006 (timed to avoid comprehensive community examination?) the Australian Communications & Media Authority (ACMA) released a draft industry Standard "establishing a minimum set of requirements for making telemarketing and research calls".

That code of practice - formally the Telecommunications (Do Not Call Register) (Telemarketing and Research Calls) Industry Standard 2006 - is intended to complement the Do Not Call Register discussed in the preceding page of this note. It is being developed by ACMA in "consultation with the states and territories, industry, consumer groups and the wider community", ie in accord with the usual arrangements for telecommunications industry and marketing industry codes of practice regarding privacy, dispute resolution, consumer protection and other matters.

It came into effect at the same time as the Do Not Call Register on 31 May 2007.

The code establishes minimum standards in four areas -

  • restricting the hours/days during which telemarketing and research calls can be made
  • requiring the caller to provide specific information
  • providing for termination of calls, and
  • requiring callers to enable calling line identification.

It applies to -

  • all telemarketing calls made to an Australian number to "offer, advertise or promote goods, services, interests in land, business opportunities or investments, or to solicit donations"
  • all research calls to conduct opinion polling and to carry out standard questionnaire-based research, and
  • calls made for the above purposes by public interest entities (such as charities, registered political parties, and religious organisations) who are exempt from the general prohibition on calling numbers listed on the Do Not Call Register when making specific types of telemarketing calls.

The Standard is described by ACMA as providing "clear and enforceable rules". It provides that a caller must not make or attempt to make a -

  • telemarketing call on a weekday before 9:00 am or after 8:00 pm
  • research call on a weekday before 9:00 am or after 8:30 pm
  • telemarketing or research call on a Saturday before 9:00 am or after 5:00 pm
  • telemarketing or research call on a Sunday or a public holiday.

People whose day of worship is Saturday, rather than Sunday, will continued to be bothered by "telepests": a more equitable regime would impose a standard restriction across the weekend. As highlighted in the preceding page of this note, the standard was eroded even prior to implementation with ACMA announcing on 30 May that it had

varied the Telecommunications (Do Not Call Register) (Telemarketing and Research Calls) Industry Standard 2007 to allow research calls to be made on Sundays.

Under the revised industry standard, which commences on 31 May with the Do Not Call Register Scheme, a research caller must not make or attempt to make a research call on a Sunday before 9.00 am or after 5.00 pm.

Telemarketing calls are still prohibited on Sundays under the standard.

ACMA has decided to vary the industry standard because the Authority reached the conclusion that prohibiting research calls on a Sunday could potentially reduce the benefits to the community from well-structured research.

Consistent with federal law, outlined elsewhere on this site, the Standard is not intended to exclude operation of a state or territory enactment to the extent that the law is capable of operating concurrently with the standard. For example, if state legislation prohibits a caller from making a call at a time/day other than that restricted in the Standard the more stringent state or territory law will apply. ACMA will review the minimum requirements for prohibiting calling times and their relationship to state and territory laws 12 months after the standard commences.

The Standard also specifies that contact information must be provided by the person making a telemarketing call.

That person must reveal, on request, the source from which the caller obtained the recipient's number. The Standard does not obligate the caller to delete or correct that information.

The Standard requires the caller to terminate the call where the recipient asks for that call to be terminated or "otherwise indicates that he or she does not want the call to continue" (for example by informing the caller that the recipient is not interested in the subject matter of the call). The Standard does not, however, set a boundary on when the caller may call again and how often repreat calls may be made. That will presumably encourage activism by some consumers who are recurrently bothered by the charities and researchers exempted from the Do Not Call register.

The caller is also required to ensure that calling line identification is enabled at the time that the caller makes or attempts to make a call.

A major question regarding the Standard is whether there will be tangible abuses after a transitional period and whether ACMA will address such abuses through public shaming and even prosecution of offenders. Few individuals are in a position to exercise rights under the Standard; it is for ACMA to act on their behalf.

     fax messages

In 2010 the DNC regime was extended to unsolicited facsimile (fax) messages through the Do Not Call Register Legislation Amendment Act 2010 (Cth), in effect from 30 May 2010.

The expansion included -

  • allowing fax numbers to be entered on the Do Not Call Register
  • prohibiting the sending of marketing faxes to numbers on the Register, except in certain circumstances.
  • inserting a new section 125B into the Telecommunications Act 1997 (Cth), requiring ACMA to determine an industry standard relating to "the fax marketing industry".

The expansion -

responds to community concerns about the growing number of unsolicited marketing faxes. The development of a national fax marketing industry standard is intended to provide the community with greater certainty regarding the minimum level of behaviour they can expect from fax marketers. It is also intended to encourage best practice in fax marketing.

The fax marketing industry standard will apply to any marketing fax sent to an Australian number, including any fax intended to -

  • market, advertise or promote goods or services, land or an interest in land, a business opportunity or investment opportunity, or a supplier or potential supplier of such goods or services
  • solicit donations
  • conduct opinion polling or
  • carry out standard questionnaire-based research.

It will apply to all fax marketers, including those that are exempt from the general prohibition from faxing Australian numbers on the Register (such as charities, registered political parties, and religious organisations).

The fax marketing industry standard resembles the Australian spam regime discussed elsewhere on this site. It will cover four specific areas -

  • the days and times at which marketing faxes may be sent
  • requiring that marketing faxes contain certain information about the person who authorised the sending of the fax
  • restricting the number of faxes which may be sent to a particular Australian number during a particular time period
  • requiring the provision of information on the fax about how the recipient can 'opt-out' of receiving future faxes from the fax marketer

     studies

Coverage of the Australian regime include Kent Davey's 2006 'Telemarketing and the Do Not Call Register' in 65 Computers and Law (2006) 14-15, Stuart Loh's 'The new Do Not Call Register' in 65 Computers and Law (2006) 20-22, Matthew McMillan's 'Do not call register: telemarketers beware' in 25 Communications Law Bulletin (2006) 3-7, Nicholas Cole & Katherine Sainty's 'Do not call register' in 3 Privacy Law Bulletin 3 (2006) 339-340 and the earlier 'Roping in the 'ring' leaders: nationwide 'do not call' register proposed' in 2(7) Privacy Law Bulletin 99-101.




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